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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heath? Claim Your ProfileHeath Goldstein is a registered investment advisor representative at 1st Financial Investment, Inc. Heath has been in the industry for over 25 years and has worked for several different financial firms. Heath is a registered representative in several states, including Colorado, Louisiana, Minnesota, Pennsylvania, and Texas. Heath has experience providing financial planning services, educational seminars, and publication of periodicals. Heath also provides portfolio management services for individuals and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
05/18/2022 - Present
1ST Financial Investment, Inc. (CLARK'S SUMMIT PA)
PA
06/13/2016 - 07/06/2023
WESTERN INTERNATIONAL SECURITIES, INC. (Clarks Summit PA)
PA
03/12/2014 - 05/18/2016
CALTON & ASSOCIATES, INC. (CLARKS SUMMIT PA)
PA
06/03/2011 - 02/14/2014
KALOS CAPITAL, INC. (CLARK'S SUMMIT PA)
PA
03/07/2011 - 07/07/2011
WFG INVESTMENTS, INC. (CLARKS SUMMIT PA)
PA
10/12/2004 - 03/08/2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CLARK'S SUMMIT PA)
GA
02/19/2003 - 09/29/2004
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
GA
07/09/1996 - 06/17/1997
PFS INVESTMENTS INC. (DULUTH GA)
NY
08/28/1993 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/23/1993 - 08/16/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 03/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/18/2003
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
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