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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heath? Claim Your ProfileHeath Haynes is a financial advisor with LPL Financial LLC. Heath has been in the industry for over 20 years, and has a diverse background in both investment advising and brokerage services. Heath holds licenses to provide financial advice in several states, including California, Texas, and Arizona. Heath is committed to providing clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
04/05/2021 - Present
LPL Financial LLC (LAKE HAVASU CITY AZ)
CA
10/05/2009 - 11/15/2010
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
08/10/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (CENTURY CITY CA)
CA
04/10/2001 - 08/16/2007
A. G. EDWARDS & SONS, INC. (SANTA MONICA CA)
IA
Issued 01/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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