linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Heath Andrew Polzer

Tiaa-Cref Individual & Institutional Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Heath? Claim Your Profile

About Heath Andrew Polzer

Heath Andrew Polzer is a registered investment advisor representative at Tiaa-Cref Individual & Institutional Services, LLC, located in Orange, California. Heath has over 15 years of experience in the financial services industry and holds the Series 6, 7, 63, and 65 licenses. Heath specializes in providing financial planning and portfolio management services to individuals and businesses.

Firm Information

Heath Polzer is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Compensation from affiliates

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Heath Polzer’s Registration & Firm History

CA

07/06/2022 - Present

Tiaa-Cref Individual & Institutional Services, LLC (PASADENA CA)

CA

08/19/2021 - 05/09/2022

PRUCO SECURITIES, LLC. (IRVINE CA)

CA

10/12/2006 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEWPORT BEACH CA)

CO

01/26/2006 - 07/03/2006

SIGNATOR INVESTORS, INC. (GREENWOOD VILLAGE CO)

Not sure if Heath Andrew Polzer is right for you?

Licenses & Designations

IA

Issued 02/07/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2012

Series 7 - General Securities Representative Examination

BC

Issued 01/25/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Heath Andrew Polzer. Review regulatory record here.
Not sure if Heath Andrew Polzer is right for you?