Unclaimed
Hearne B. Harralson is an investment advisor representative at Robert W. Baird & Co. Inc., a firm with a focus on providing financial planning and investment services to individuals, businesses, and institutions. Hearne has been in the financial services industry since 1998 and has a diverse background in financial services. Hearne has worked for several firms, including MONEY CONCEPTS CAPITAL CORP, RAYMOND JAMES FINANCIAL SERVICES, INC., and PFIC SECURITIES CORPORATION. Prior to working at Baird, Hearne was a teacher at Caldwell County Schools. Hearne is licensed to sell securities in Kentucky and holds the Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
05/02/2024 - Present
Robert W. Baird & Co. Inc. (MURRAY KY)
KY
10/28/2003 - 04/30/2010
MONEY CONCEPTS CAPITAL CORP (PRINCETON KY)
FL
03/06/2003 - 10/16/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TN
06/08/2001 - 12/31/2002
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MA
05/11/2000 - 05/10/2001
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
MO
11/04/1998 - 05/09/2000
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/01/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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