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Heajin Roh

PHX Financial, Inc.

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About Heajin Roh

Heajin Roh is a financial advisor with over 7 years of experience in the industry. Heajin is currently registered with PHX Financial, Inc. in Fort Lauderdale, Florida. Heajin has a strong track record of success in providing financial advice to clients, and is committed to helping them achieve their financial goals.

Firm Information

Heajin Roh is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heajin Roh’s Registration & Firm History

FL

08/18/2023 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

DC

08/03/2021 - 12/15/2021

CHARLES SCHWAB & CO., INC. (Washington DC)

MD

08/12/2019 - 03/24/2021

MORGAN STANLEY (HUNT VALLEY MD)

MD

05/11/2015 - 07/26/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 08/17/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heajin Roh.
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