Unclaimed
Hazuki Watanabe is a financial professional with over 4 years of experience in the securities industry. Watanabe is currently registered with Mufg Securities Americas Inc. in California and New York. Watanabe holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/12/2018 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
BC
Issued 04/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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