Unclaimed
Hazel Monique Gilliam is a financial advisor who has been in the industry since 2017. She has been registered with PFS Investments Inc. since 2017. Hazel is licensed to provide financial services in North Carolina, South Carolina, and Virginia. She has passed the Series 6, Series 63, and SIE exams and specializes in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
SC
07/06/2023 - Present
PFS Investments Inc. (COLUMBIA SC)
SC
09/30/2022 - 12/31/2022
PFS INVESTMENTS INC. (COLUMBIA SC)
NC
06/02/2020 - 12/31/2021
PFS INVESTMENTS INC. (CORNELIUS NC)
NC
02/16/2017 - 12/31/2018
PFS INVESTMENTS INC. (CHARLOTTE NC)
BC
Issued 04/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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