Unclaimed
Haynes Patterson Ratcliff is a registered representative with Equitable Distributors, LLC and has been in the industry for over two years. Haynes holds a Series 63, Series 65, Series 6TO and SIE licenses. Haynes is registered in North Carolina. Haynes previously worked at WELLS FARGO CLEARING SERVICES, LLC and FIRST CITIZENS INVESTOR SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/17/2024 - Present
Equitable Distributors, LLC (Charlotte NC)
NC
01/03/2023 - 06/12/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
09/16/2022 - 11/08/2022
FIRST CITIZENS INVESTOR SERVICES, INC. (CHARLOTTE NC)
IA
Issued 01/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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