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Haynes Patterson Ratcliff

Equitable Distributors, LLC

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About Haynes Patterson Ratcliff

Haynes Patterson Ratcliff is a registered representative with Equitable Distributors, LLC and has been in the industry for over two years. Haynes holds a Series 63, Series 65, Series 6TO and SIE licenses. Haynes is registered in North Carolina. Haynes previously worked at WELLS FARGO CLEARING SERVICES, LLC and FIRST CITIZENS INVESTOR SERVICES, INC.

Firm Information

Haynes Ratcliff is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Haynes Ratcliff’s Registration & Firm History

NC

07/17/2024 - Present

Equitable Distributors, LLC (Charlotte NC)

NC

01/03/2023 - 06/12/2024

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

NC

09/16/2022 - 11/08/2022

FIRST CITIZENS INVESTOR SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 01/09/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/30/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Haynes Patterson Ratcliff.
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