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Hayley Townsend Fleming

TP Icap Global Markets Americas LLC

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About Hayley Townsend Fleming

Hayley Fleming is a financial professional with over 3 years of experience in the financial services industry. Hayley has a strong background in securities trading and has held positions at several prominent firms including TP Icap Global Markets Americas LLC, Liquidnet, Inc., and Tullett Prebon Financial Services LLC. Hayley is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, Series 63 and SIE licenses. Hayley is currently working as a financial professional at TP Icap Global Markets Americas LLC. Hayley is registered to conduct business in New York.

Firm Information

Hayley Fleming is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hayley Fleming’s Registration & Firm History

NY

12/20/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

06/30/2023 - 08/25/2023

TP ICAP GLOBAL MARKETS AMERICAS LLC (NEW YORK NY)

NY

04/13/2022 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

12/14/2019 - 01/05/2022

ELECTRONIFIE SECURITIES LLC (NEW YORK NY)

NY

12/14/2019 - 01/05/2022

TRUMID FINANCIAL LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/10/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hayley Townsend Fleming.
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