Unclaimed
Hayley Fleming is a financial professional with over 3 years of experience in the financial services industry. Hayley has a strong background in securities trading and has held positions at several prominent firms including TP Icap Global Markets Americas LLC, Liquidnet, Inc., and Tullett Prebon Financial Services LLC. Hayley is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, Series 63 and SIE licenses. Hayley is currently working as a financial professional at TP Icap Global Markets Americas LLC. Hayley is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/20/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/30/2023 - 08/25/2023
TP ICAP GLOBAL MARKETS AMERICAS LLC (NEW YORK NY)
NY
04/13/2022 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
12/14/2019 - 01/05/2022
ELECTRONIFIE SECURITIES LLC (NEW YORK NY)
NY
12/14/2019 - 01/05/2022
TRUMID FINANCIAL LLC (NEW YORK NY)
BC
Issued 07/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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