Unclaimed
Hayley Gordon is a financial professional registered with the state of New York, working as a representative for Kroll Securities LLC. Hayley has been in the industry for a short time, but is actively working to build a career. Hayley has a strong foundation in the financial industry, having successfully completed a number of required exams including the Series 63, Series 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/13/2024 - Present
Kroll Securities LLC (NEW YORK NY)
BC
Issued 06/21/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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