Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hayley? Claim Your ProfileHayley Beatrice Higgins is a financial advisor at LPL Financial LLC and has been working in the financial industry since 1996. Hayley is registered with the state of California and Texas and has passed the Series 7, Series 63, and Series 65 exams. Hayley has previously worked at other firms including Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Banc of America Investment Services, Inc, Wells Fargo Securities Inc, and Wells Fargo Brokerage Services, L.L.C. Hayley's specializations include providing services for individuals, businesses, corporations, pensions, and other organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/15/2023 - Present
LPL Financial LLC (OCEANSIDE CA)
CA
01/03/2011 - 12/18/2014
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
02/17/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
MA
10/09/2002 - 02/21/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
12/13/2000 - 10/08/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
01/25/2001 - 08/20/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
05/12/1998 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
03/23/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
08/08/1996 - 05/01/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 10/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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