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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hayley? Claim Your ProfileHayley Bates is a financial advisor with over 13 years of experience in the industry. Hayley is currently registered with Seia in California, Nevada, North Carolina, Texas, and Washington. Prior to joining Seia, Hayley worked at OSAIC WEALTH, INC., and SIGNATOR INVESTORS, INC., where she gained experience in providing financial advice to individuals and families. Hayley holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Hayley is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/26/2021 - Present
Seia (LOS ANGELES CA)
CA
11/02/2018 - 07/27/2023
OSAIC WEALTH, INC. (LOS ANGELES CA)
CA
07/26/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
NC
12/16/2009 - 02/01/2013
SIGNATOR INVESTORS, INC. (RALEIGH NC)
BC
Issued 05/10/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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