Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hayes? Claim Your ProfileHayes Brown is a financial advisor with over 27 years of experience in the financial industry. Hayes is currently registered with Ladenburg Thalmann & Co. Inc. and Osaic Wealth, Inc. Hayes has experience in a variety of financial services, including securities, investment advisory, and insurance. Hayes has held several leadership positions throughout their career, including Series 24, 10, and 9 Principals. Hayes is dedicated to providing their clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2022 - Present
Ladenburg Thalmann & Co. Inc. (NEW YORK NY)
GA
07/13/2022 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
07/13/2022 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
07/13/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
07/13/2022 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
07/12/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
11/27/2020 - 12/16/2020
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
02/08/2010 - 01/11/2019
FINTECH SECURITIES (ATLANTA GA)
GA
11/07/2005 - 01/26/2010
TRIAD ADVISORS, INC. (NORCROSS GA)
GA
08/15/2003 - 07/12/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NC
02/14/2000 - 01/18/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
10/27/1998 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NY
09/13/1996 - 07/24/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/13/1996 - 07/24/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Hayes Brown is the right advisor for you? Invested Better is here to help.
