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Hayes Patrick Griffin

Advisors Asset Management, Inc.

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About Hayes Patrick Griffin

Hayes Patrick Griffin is a financial professional with over 15 years of experience in the financial services industry. Hayes is currently registered with Advisors Asset Management, Inc., and has previously held registrations with Lincoln Investment, Edward Jones, Prudential Investment Management Services LLC, and Ameriprise Financial Services, Inc. Hayes is licensed to provide investment advice in California, Florida, Hawaii, and Nevada.

Firm Information

Hayes Griffin is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hayes Griffin’s Registration & Firm History

FL

08/08/2022 - Present

Advisors Asset Management, Inc. (Boca Raton FL)

PA

07/20/2020 - 09/23/2020

LINCOLN INVESTMENT (FORT WASHINGTON PA)

FL

11/08/2019 - 12/24/2019

EDWARD JONES (JUPITER FL)

NJ

12/08/2011 - 08/23/2019

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

03/15/2006 - 12/06/2011

AMERIPRISE FINANCIAL SERVICES, INC. (PLEASANTVILLE NY)

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Licenses & Designations

BOTH

Issued 11/27/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hayes Patrick Griffin.
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