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Hayden Sterling Fleming

Capital Client Group, Inc.

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About Hayden Sterling Fleming

Hayden Fleming is a registered investment advisor representative with Capital Client Group, Inc., based in Carmel, Indiana. Hayden has been in the securities industry since December 2018. Hayden is licensed in multiple states, including Indiana, Connecticut, California, Hawaii, Alaska, Arkansas, Colorado, Florida, Georgia, Idaho, Iowa, and Kentucky. Hayden previously worked for Charles Schwab & Co., Inc. in Indianapolis, Indiana. Prior to joining Capital Client Group, Inc., Hayden worked for Capital Group - American Funds Distributors, Inc. Hayden is a registered representative of and provides securities products and services through Capital Client Group, Inc. Hayden specializes in providing financial advice to individuals and families.

Firm Information

Hayden Fleming is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Hayden Fleming’s Registration & Firm History

IN

09/13/2021 - Present

Capital Client Group, Inc. (CARMEL IN)

IN

12/14/2018 - 09/09/2021

CHARLES SCHWAB & CO., INC. (Indianapolis IN)

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Licenses & Designations

BOTH

Issued 10/29/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/19/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/05/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hayden Sterling Fleming.
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