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Hayden Curtis Middleton

Apex Clearing Corp.

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About Hayden Curtis Middleton

Hayden Curtis Middleton is a financial professional with experience in the financial services industry. Hayden has been registered with the Financial Industry Regulatory Authority (FINRA) for over a year and holds the Series 63, 7 and SIE licenses. Hayden is currently registered with Apex Clearing Corp. in Texas. Hayden was previously employed with Fidelity Brokerage Services LLC and OneAmerica Securities, Inc.

Firm Information

Hayden Middleton is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hayden Middleton’s Registration & Firm History

TX

04/21/2023 - Present

Apex Clearing Corp. (DALLAS TX)

NH

03/04/2022 - 02/17/2023

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

MA

07/13/2021 - 10/25/2021

ONEAMERICA SECURITIES, INC. (NEWTON MA)

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Licenses & Designations

BC

Issued 05/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/13/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/24/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hayden Curtis Middleton.
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