Unclaimed
Hawley Harris MacLean is a Registered Representative with Cambridge Investment Research Advisors, Inc. Hawley has been in the financial industry for over 30 years and has extensive experience in financial planning, portfolio management, and insurance sales. Hawley holds multiple licenses and designations, including Series 7, Series 6, Series 63, Series 65, and Series 24. Hawley has a proven track record of success in helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NV
01/30/2019 - Present
Cambridge Investment Research Advisors, Inc. (Reno NV)
NV
03/01/1996 - 04/28/2016
MML INVESTORS SERVICES, LLC (RENO NV)
NA
05/28/1991 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 02/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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