Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hau ping? Claim Your ProfileHau ping Leung is a registered representative with Bofa Securities, Inc. in NEW YORK, NY. Hau ping Leung has over 20 years of experience in the financial services industry. Prior to joining Bofa Securities, Inc., Hau ping Leung worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Hau ping Leung holds FINRA Series 7 and Series 63 registrations and is licensed in all 50 states. Hau ping Leung specializes in providing research-related services. Hau ping Leung has a strong track record of providing clients with high-quality investment advice and guidance. Hau ping Leung is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
06/08/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/23/2006 - 04/11/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/16/2005 - 06/09/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PA
03/25/2004 - 05/03/2005
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
NY
10/09/2000 - 03/02/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
02/18/2000 - 09/22/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 03/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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