Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hattie? Claim Your ProfileHattie Marian Ritchey has been in the financial services industry since 2003. Hattie is currently a registered representative with Stifel, Nicolaus & Company, Inc. in Waco, Texas. Hattie has experience with Wells Fargo Advisors, LLC and UBS Financial Services Inc. Hattie has her Series 7, Series 66, and SIE securities licenses. Hattie has extensive experience in portfolio management for individuals, businesses, and pooled investment vehicles. Hattie also offers financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/20/2016 - Present
Stifel, Nicolaus & Company, Inc. (WACO TX)
TX
11/06/2008 - 10/12/2016
WELLS FARGO ADVISORS, LLC (WACO TX)
TX
08/29/2003 - 10/31/2008
UBS FINANCIAL SERVICES INC. (WACO TX)
BOTH
Issued 01/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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