Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hassan? Claim Your ProfileHassan Syed Ali is an investment advisor representative at LPL Financial LLC. Hassan has been in the industry since 1999 and has been registered with LPL Financial LLC since 2008. Hassan has a Series 7, Series 63, and Series 65 license, as well as the SIE. Hassan also has experience with UBS PaineWebber Inc. Hassan is registered to provide investment advice in Illinois, Nevada, and Texas. Hassan specializes in working with individuals, high net worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
07/22/2008 - Present
LPL Financial LLC (ROUND ROCK TX)
NJ
06/30/1999 - 12/20/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 07/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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