Unclaimed
Hassan Nemer Fawaz is a financial advisor with over 20 years of experience in the industry. Hassan is a registered representative with LPL Financial LLC. He is a Certified Financial Planner and holds Series 6, 7, 24 and 63 securities licenses. He has offices in Knoxville, Jellico and Knoxville, Tennessee. Hassan has previously worked with MML Investors Services, Inc. and Mutual of Omaha Investor Services, Inc. Hassan specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/07/2012 - Present
LPL Financial LLC (KNOXVILLE TN)
TN
06/24/1999 - 04/09/2009
MML INVESTORS SERVICES, INC. (KNOXVILLE TN)
NE
06/01/1998 - 06/21/1999
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 04/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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