Unclaimed
Hassan Khan is a financial professional with over six years of experience in the industry. He is currently registered with Jefferies LLC in San Francisco, CA. Hassan has previously worked with FNEX Capital, LLC, and J.P. Morgan Securities LLC. His credentials include passing the Series 7, Series 63, SIE, and Series 79TO exams. Hassan is registered in California and is currently active in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/24/2022 - Present
Jefferies LLC (SAN FRANCISCO CA)
IN
09/24/2021 - 10/14/2021
FNEX CAPITAL, LLC (INDIANAPOLIS IN)
TX
08/10/2018 - 09/03/2021
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
11/20/2014 - 07/20/2017
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
BC
Issued 01/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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