Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hassan? Claim Your ProfileHassan Kaouss is a financial advisor with over 20 years of experience in the industry. Hassan has been registered with the state of North Carolina and several other states since 2000. Hassan specializes in providing financial planning and investment advice to individuals, businesses, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Hassan is currently registered with Raymond James & Associates, Inc., and previously worked at Morgan Stanley, LPL Financial LLC, IFMG Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/02/2024 - Present
Raymond James & Associates, Inc. (CHARLOTTE NC)
NC
11/01/2011 - 12/12/2023
MORGAN STANLEY (Cornelius NC)
MA
05/27/2008 - 11/02/2011
LPL FINANCIAL LLC (BROOKLINE MA)
MA
01/24/2002 - 05/27/2008
IFMG SECURITIES, INC. (CHESTNUT HILL MA)
NY
09/15/2000 - 01/29/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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