Unclaimed
Hassan Ali Khan is a financial professional with over 35 years of experience in the industry. Hassan has a strong track record of success in providing investment advice and guidance to clients. Hassan is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 1987. Previously, Hassan was employed at Robert W. Baird & Co. Incorporated. Hassan holds several industry licenses, including the Series 6, Series 22, Series 63, and SIE examinations. Hassan is registered to provide investment advice in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
04/03/1987 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
WI
04/03/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 04/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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