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Hasnat Mahfuz Matin

BGC Financial, LP

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About Hasnat Mahfuz Matin

Hasnat Mahfuz Matin has been in the financial industry since January 4, 2007. Hasnat Matin is currently registered with BGC Financial, LP and is located in Jericho, NY. Hasnat Matin is also registered in New York and New Jersey. Prior to joining BGC Financial, LP, Hasnat Matin was employed by GFI Securities LLC, TP ICAP GLOBAL MARKETS AMERICAS LLC, TULLETT PREBON FINANCIAL SERVICES LLC, RBC CAPITAL MARKETS, LLC, WELLS FARGO SECURITIES, LLC, and HSBC SECURITIES (USA) INC..

Firm Information

Hasnat Matin is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hasnat Matin’s Registration & Firm History

NY

10/13/2023 - Present

BGC Financial, LP (JERICHO NY)

NY

09/25/2023 - 10/13/2023

GFI SECURITIES LLC (JERICHO NY)

NY

06/30/2023 - 10/02/2023

TP ICAP GLOBAL MARKETS AMERICAS LLC (NEW YORK NY)

NY

02/17/2015 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

04/11/2014 - 11/13/2014

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NC

01/21/2010 - 12/19/2013

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NY

01/01/2006 - 08/12/2009

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 02/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hasnat Mahfuz Matin.
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