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Hasan Sheerazi

Moelis & Co. LLC

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About Hasan Sheerazi

Hasan Sheerazi is a financial advisor who has been in the industry since 2019. Hasan is currently registered with Moelis & Co. LLC in California. Hasan previously worked at SVB Securities LLC, UBS Securities LLC and RBC Capital Markets, LLC. Hasan holds the Series 79, SIE and Series 63 licenses. Hasan is also a registered representative in California.

Firm Information

Hasan Sheerazi is currently registered with Moelis & Co. LLC. Moelis & Co. LLC is a Limited Liability Company that was formed on June 12, 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hasan Sheerazi’s Registration & Firm History

CA

05/04/2023 - Present

Moelis & Co. LLC (SAN FRANCISCO CA)

CA

07/12/2021 - 05/01/2023

SVB SECURITIES LLC (SAN FRANCISCO CA)

CA

04/30/2020 - 07/07/2021

UBS SECURITIES LLC (SAN FRANCISCO CA)

NY

10/15/2019 - 04/02/2020

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

CA

11/04/2016 - 09/14/2017

RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 10/21/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/14/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hasan Sheerazi.
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