Unclaimed
Hasan Sheerazi is a financial advisor who has been in the industry since 2019. Hasan is currently registered with Moelis & Co. LLC in California. Hasan previously worked at SVB Securities LLC, UBS Securities LLC and RBC Capital Markets, LLC. Hasan holds the Series 79, SIE and Series 63 licenses. Hasan is also a registered representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/04/2023 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
CA
07/12/2021 - 05/01/2023
SVB SECURITIES LLC (SAN FRANCISCO CA)
CA
04/30/2020 - 07/07/2021
UBS SECURITIES LLC (SAN FRANCISCO CA)
NY
10/15/2019 - 04/02/2020
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
CA
11/04/2016 - 09/14/2017
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BC
Issued 10/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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