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Hasan Arshad Soleja

Neuberger Berman BD LLC

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About Hasan Arshad Soleja

Hasan Soleja is a financial advisor registered with Neuberger Berman BD LLC in Dallas, TX. Hasan has been in the financial industry since June 2023. He holds the Series 7, Series 63, and SIE licenses. Hasan is also a Chartered Financial Analyst.

Firm Information

Hasan Soleja is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

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percentage of assets

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Hasan Soleja’s Registration & Firm History

TX

09/01/2023 - Present

Neuberger Berman BD LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 09/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hasan Arshad Soleja.
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