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Harvyn Antonio Cruz-mora

Wells Fargo Securities, LLC

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About Harvyn Antonio Cruz-mora

Harvyn Antonio Cruz-mora is a registered representative with Wells Fargo Securities, LLC. Harvyn holds Series 7TO, Series 99TO, and SIE licenses. Harvyn is registered to offer securities in all 50 states and the District of Columbia. Harvyn's registration with Wells Fargo Securities, LLC began on 11/11/2020. Harvyn has over 3 years of experience in the securities industry.

Firm Information

Harvyn Cruz-mora is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harvyn Cruz-mora’s Registration & Firm History

NC

11/11/2020 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/11/2020

Series 99TO - Operations Professional Examination

BC

Issued 09/26/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Harvyn Antonio Cruz-mora.
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