Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Schwartz is a financial advisor with over 25 years of experience. Harvey currently works with Ameriprise Financial Services, LLC. Harvey has worked with a variety of clients, including high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Harvey offers a range of services, including financial planning, asset allocation services, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
05/29/2020 - Present
Ameriprise Financial Services, LLC (ALPHARETTA GA)
GA
01/21/2015 - 12/31/2019
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
02/08/2010 - 12/31/2014
TRIAD ADVISORS, INC. (ATLANTA GA)
GA
10/29/2009 - 02/18/2010
FIRST LEGACY SECURITIES, LLC (ATLANTA GA)
GA
08/27/2004 - 10/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
MO
04/09/2003 - 09/13/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
01/02/2001 - 04/10/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
TX
07/11/2000 - 10/17/2000
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
MA
04/30/1999 - 07/11/2000
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
NJ
02/19/1998 - 01/13/1999
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
GA
01/20/1997 - 12/05/1997
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NY
04/28/1995 - 12/31/1996
USLIFE EQUITY SALES CORP. (NEW YORK NY)
TX
07/25/1994 - 05/02/1995
FIRST FINANCIAL SECURITIES OF AMERICA, INC. (HOUSTON TX)
IA
Issued 05/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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