Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Stephen Bailey is a financial advisor at Next Financial Group, Inc. Harvey has been in the securities industry since July 1983 and has been with Next Financial Group, Inc. since December 2006. Harvey is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 63, and SIE licenses. Harvey is also registered as an Investment Advisor Representative (IAR) in North Carolina, South Carolina, and Texas. Harvey has experience in providing financial planning, pension consulting, and educational seminars to clients. Harvey also manages portfolios for individuals and businesses. Harvey is a member of the International Association of Registered Financial Consultants and is a member of the Board of Directors. Harvey is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
NC
10/26/2007 - Present
Next Financial Group, Inc. (Mint Hill NC)
NC
09/13/1996 - 12/15/2006
FFP SECURITIES, INC. (CHARLOTTE NC)
NC
05/31/1990 - 09/06/1996
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
CT
09/01/1989 - 06/25/1990
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
CT
07/18/1983 - 09/06/1989
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 11/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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