Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Ronald Potter is a financial advisor with over 24 years of experience in the financial services industry. Harvey currently is a registered representative of Oppenheimer & Co. Inc. Harvey has held previous positions with COWEN AND COMPANY, GUGGENHEIM SECURITIES, LLC, MORGAN STANLEY & CO. LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, RBS SECURITIES INC., BEAR, STEARNS & CO. INC., THE BLACKSTONE GROUP L.P., CANTOR FITZGERALD & CO., CANTOR FITZGERALD PARTNERS, and CANTOR FITZGERALD SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/05/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CT
03/14/2019 - 07/18/2023
COWEN AND COMPANY (Stamford CT)
NY
03/10/2016 - 02/19/2019
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
04/22/2013 - 03/21/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
11/01/2010 - 04/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/13/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CT
07/02/2008 - 04/01/2010
RBS SECURITIES INC. (STAMFORD CT)
NY
08/23/2001 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/26/2000 - 09/05/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/10/1998 - 02/14/2000
THE BLACKSTONE GROUP L.P. (NEW YORK NY)
NY
09/04/1996 - 03/12/1997
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
12/14/1995 - 03/12/1997
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
10/24/1995 - 03/12/1997
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 09/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Harvey Potter is the right advisor for you? Invested Better is here to help.
