Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Rodriguez Lopez is a financial advisor with Cetera Investment Advisers LLC. Harvey has been in the financial services industry since 1998. Harvey works in the Edina, TX office of Cetera Investment Advisers LLC. Harvey also has experience with other firms including LPL FINANCIAL LLC, BBVA Compass Investment Solutions, Inc, Chase Investment Services Corp., Capital One Investments, LLC, IFMG Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, and WMA Securities, Inc.
EDINBURG, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/25/2023 - Present
Cetera Investment Advisers LLC (EDINBURG TX)
TX
08/21/2012 - 05/02/2023
LPL FINANCIAL LLC (EDINBURG TX)
TX
08/12/2010 - 08/22/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MERCEDES TX)
TX
06/22/2006 - 07/30/2010
CHASE INVESTMENT SERVICES CORP. (MCALLEN TX)
TX
06/08/2004 - 06/13/2006
CAPITAL ONE INVESTMENTS, LLC (HARLINGEN TX)
NY
04/25/2001 - 06/03/2004
IFMG SECURITIES, INC. (PURCHASE NY)
MA
01/24/2000 - 05/01/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/24/2000 - 05/01/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
GA
01/01/1997 - 12/31/1998
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 8/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 4/21/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Harvey Lopez is the right advisor for you? Invested Better is here to help.
