Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Phillip Cook is a financial advisor with Raymond James & Associates, Inc. Harvey has over 50 years of experience in the industry and is registered with the Securities and Exchange Commission (SEC). He is licensed to offer securities and investment advisory services in several states, including Tennessee and Texas. Harvey has a broad range of experience in financial planning, portfolio management, and pension consulting. He is also registered to offer educational seminars. Prior to joining Raymond James & Associates, Inc., Harvey worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated for over 25 years. Harvey is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/13/2019 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
05/11/1978 - 08/14/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GERMANTOWN TN)
NA
09/15/1972 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/11/1978
Series 4 - Registered Options Principal Examination
BC
Issued 04/27/1978
Series 40 - Registered Principal Examination
BC
Issued 04/25/1978
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1989
Series 15 - Foreign Currency Options Examination
BC
Issued 11/13/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 09/14/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Harvey Cook is the right advisor for you? Invested Better is here to help.
