linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Harvey P Hogg

Raymond James Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Harvey? Claim Your Profile

About Harvey P Hogg

Harvey P. Hogg is a financial advisor with Raymond James Financial Services, Inc. Harvey has over 46 years of experience in the financial services industry. Harvey holds the Series 1, 6, 22, 26, 63, and 66 securities licenses, as well as the SIE exam. Harvey is registered with the state of Florida and is also a Registered Principal. Harvey has previously been employed by TRANSAMERICA FINANCIAL ADVISORS, INC, WORLD GROUP SECURITIES, INC., WMA SECURITIES, INC., and MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Firm Information

Harvey Hogg is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Harvey Hogg’s Registration & Firm History

FL

10/27/2023 - Present

Raymond James Financial Services, Inc. (Boca Raton FL)

FL

01/06/2012 - 10/31/2023

TRANSAMERICA FINANCIAL ADVISORS, INC (WEST PALM BEACH FL)

FL

03/26/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (LAKELAND FL)

GA

02/28/2000 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

GA

01/11/1996 - 02/08/2000

WMA SECURITIES, INC. (DULUTH GA)

NE

06/21/1977 - 02/08/1996

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

Not sure if Harvey P Hogg is right for you?

Licenses & Designations

BC

Issued 09/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1977

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harvey P Hogg.
Not sure if Harvey P Hogg is right for you?