Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Novack is a financial advisor with over 50 years of experience in the financial services industry. Harvey is registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since 2004. Prior to joining Stifel, Nicolaus, Harvey was employed by Morgan Stanley DW INC. Harvey has experience in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
04/09/2018 - Present
Stifel, Nicolaus & Company, Inc. (CLAYTON MO)
NY
05/31/1999 - 01/21/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
12/05/1983 - 06/14/1999
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
04/13/1981 - 08/31/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/31/1980 - 05/13/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
01/02/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
05/04/1979 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
02/09/1968 - 06/14/1979
E. F. HUTTON & COMPANY INC
IA
Issued 05/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/08/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/22/1981
PC - AMEX Put and Call Exam
BC
Issued 08/28/1969
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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