Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Richards is a financial advisor with Cambridge Investment Research Advisors, Inc. in San Antonio, TX. Harvey has been working in the financial industry since 1974 and has held a variety of roles at various firms, including Transamerica Financial Advisors, Inc. Harvey is a Registered Representative and holds the Series 7TO, Series 1, and SIE licenses, as well as the Series 63. Harvey is a Chartered Financial Consultant and provides financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management services for individuals and businesses. Harvey is registered with the state of Texas as an investment advisor and has been in this role with Cambridge Investment Research Advisors, Inc. since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
03/28/2016 - Present
Cambridge Investment Research Advisors, Inc. (San Antonio TX)
TX
09/04/2009 - 04/04/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN ANTONIO TX)
TX
01/10/1974 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
CA
03/06/1987 - 08/01/1995
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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