Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Lee Ford is a financial professional with over 30 years of experience in the financial services industry. Harvey is currently registered with Next Financial Group, Inc. and is licensed in Arizona, New Mexico and Texas. Harvey also holds a Series 65 license for Investment Adviser Representative and a Series 63 license for Uniform Securities Agent State Law Examination. Harvey has been a registered investment advisor since 1993 and has a strong track record of providing financial advice to individuals, businesses, and charitable organizations. Harvey specializes in a wide range of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. Harvey is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
08/04/2015 - Present
Next Financial Group, Inc. (AUSTIN TX)
TX
03/30/2010 - 07/29/2015
JHS CAPITAL ADVISORS, LLC (AUSTIN TX)
TX
10/24/2001 - 03/30/2010
GUNNALLEN FINANCIAL, INC (AUSTIN TX)
NY
10/19/2001 - 10/23/2001
ROAN-MEYERS ASSOCIATES, LP (NEW YORK NY)
FL
11/15/2000 - 10/19/2001
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
MN
05/03/1995 - 11/15/2000
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NA
10/20/1994 - 05/05/1995
FIDELITY EQUITY SERVICES CORPORATION
NY
08/25/1989 - 09/14/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/22/1982 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
10/22/1974 - 11/30/1982
RAUSCHER PIERCE REFSNES, INC.
NA
02/16/1971 - 12/04/1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
NA
04/04/1967 - 04/04/1971
GOODBODY & CO. INCORPORATED
IA
Issued 02/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 10/05/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 04/03/1967
Series 000 - General Securities Principal Examination
BC
Issued 04/03/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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