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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Lee Bowks is a financial professional with over 40 years of experience in the financial services industry. Harvey is a Registered Representative and Investment Advisor Representative and holds a wide range of licenses and designations, including Series 4, Series 24, Series 26, Series 52, Series 53, Series 62, Series 63, and Series 65 licenses, as well as the SIE and Series 22TO exams. Harvey is a Chartered Financial Consultant and specializes in providing financial planning, portfolio management, and pension consulting services. Harvey is currently affiliated with Cetera Investment Advisers LLC, a firm with over $100 billion in assets under management. Harvey has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (KINGSTON NY)
NY
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (LOUDONVILLE NY)
CT
10/15/1993 - 01/04/2006
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
01/12/1982 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 5/4/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/7/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/4/2020
Series 4 - Registered Options Principal Examination
BC
Issued 12/30/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 4/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 2/16/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2008
Series 52 - Municipal Securities Representative Examination
BC
Issued 8/3/2002
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 7/8/1975
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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