Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Lee Bowks is a registered representative with Cetera Investment Advisers LLC and has been in the financial services industry since 1982. Harvey has a wide range of experience and has held various roles at different firms throughout their career, including positions at Walnut Street Securities, ING Financial Advisers, and Nathan & Lewis Securities. Harvey is a certified financial consultant and holds multiple securities licenses. They provide financial planning and investment advice for individuals, families, and businesses. They offer a variety of services including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (LOUDONVILLE NY)
NY
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (LOUDONVILLE NY)
CT
10/15/1993 - 01/04/2006
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
01/12/1982 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 05/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2020
Series 4 - Registered Options Principal Examination
BC
Issued 12/30/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/16/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2008
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/03/2002
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/08/1975
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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