Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Kaicheung Lam is a registered representative with Osaic Wealth, Inc. Harvey has been in the industry since March 29, 1995. Harvey has passed the Series 6, Series 7, and Series 63 exams. Harvey has also passed the Securities Industry Essentials Examination. Harvey is registered in California, Florida, Georgia, Maryland, Nevada, and New York. Harvey is also registered as an Investment Advisor Representative in Florida. Harvey has held previous roles with MSI Financial Services, Inc. and SAGEPOINT FINANCIAL, INC. Harvey has experience providing financial planning, pension consulting, and educational seminars. Harvey also offers portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/14/2024 - Present
Osaic Wealth, Inc. (FORT LAUDERDALE FL)
FL
08/02/2016 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (FORT LAUDERDALE FL)
FL
03/30/1995 - 08/02/2016
MSI FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
03/30/1995 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FORT LAUDERDALE FL)
BC
Issued 03/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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