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Harvey Joseph Greenberg

Cetera Advisors LLC

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About Harvey Joseph Greenberg

Harvey Greenberg is a financial advisor with over 35 years of experience in the industry. Harvey is currently registered with Cetera Advisors LLC in Warner, NH. Harvey is also registered with the following states: Florida, Maine, Massachusetts, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, Vermont and Washington. Previously, Harvey has been registered with Investors Capital Corp. and New England Securities. Harvey has passed the Series 6, Series 22, and the SIE exams and is also a registered representative with FINRA.

Firm Information

Harvey Greenberg is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harvey Greenberg’s Registration & Firm History

NH

10/03/2016 - Present

Cetera Advisors LLC (Warner NH)

NH

06/01/2000 - 10/03/2016

INVESTORS CAPITAL CORP. (Warner NH)

NY

04/08/1982 - 06/01/2000

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/01/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/14/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harvey Joseph Greenberg.
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