Unclaimed
Harvey Greenberg is a financial advisor with over 35 years of experience in the industry. Harvey is currently registered with Cetera Advisors LLC in Warner, NH. Harvey is also registered with the following states: Florida, Maine, Massachusetts, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, Vermont and Washington. Previously, Harvey has been registered with Investors Capital Corp. and New England Securities. Harvey has passed the Series 6, Series 22, and the SIE exams and is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
10/03/2016 - Present
Cetera Advisors LLC (Warner NH)
NH
06/01/2000 - 10/03/2016
INVESTORS CAPITAL CORP. (Warner NH)
NY
04/08/1982 - 06/01/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 07/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/14/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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