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Harvey I Spira

Sowell Management

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About Harvey I Spira

Harvey I. Spira is an investment advisor representative with Sowell Management. Harvey has been in the industry for over 35 years. Harvey has a Series 63, 65 and Series 7, 22, and 31 licenses. Harvey has worked for several other firms including National Securities Corporation, Further Lane Securities, L.P., UBS Financial Services Inc., Bear, Stearns & Co. Inc., and Donaldson, Lufkin & Jenrette Securities Corporation. Harvey is registered in the state of New York.

Firm Information

Harvey Spira is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harvey Spira’s Registration & Firm History

NY

02/28/2021 - Present

Sowell Management (New York NY)

NY

12/24/2013 - 06/08/2020

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

07/01/2013 - 12/26/2013

FURTHER LANE SECURITIES, L.P. (NEW YORK NY)

NY

08/03/2007 - 07/02/2013

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

04/08/1987 - 07/13/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

05/15/1984 - 04/22/1987

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 10/21/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/25/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 07/23/1984

Series 7 - General Securities Representative Examination

BC

Issued 04/13/1984

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Harvey I Spira.
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