Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Hamilton Hardee is a financial advisor with over 45 years of experience in the industry. Harvey has a proven track record of providing comprehensive financial planning and investment management services to individuals, families, and institutions. Harvey is currently registered with RBC Capital Markets, LLC and has been with the firm since 2008. Prior to joining RBC Capital Markets, LLC, Harvey worked for a number of other prominent financial institutions, including Dain Rauscher Incorporated, Rauscher Pierce Refsnes, Inc., Kidder, Peabody & Co. Incorporated, and PaineWebber Incorporated. Harvey holds a Series 7, Series 63, and Series 65 licenses. He is also a member of the National Association of Corporate Directors. Harvey specializes in providing financial advice to high-net-worth individuals, families, and institutions. He has a strong understanding of the financial markets and a commitment to providing personalized service to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
02/27/2007 - Present
RBC Capital Markets, LLC (HOUSTON TX)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
12/05/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
08/05/1991 - 11/15/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
01/01/1991 - 07/26/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/03/1977 - 01/01/1991
ROTAN MOSLE INC.
IA
Issued 01/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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