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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Demsky is an investment advisor representative at UBS Financial Services Inc. based in Beverly Hills, CA. Harvey is also registered with the state of California as an Investment Advisor Representative. Harvey has been in the financial services industry since 1969. Harvey has worked at UBS Financial Services Inc. since 2015, and previously worked at Paine, Webber, Jackson & Curtis Incorporated and Mitchum, Jones & Templeton Incorporated. Harvey has obtained licenses through various professional examinations, including the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE), the Interest Rate Options Examination (Series 5), the AMEX Put and Call Exam (PC), and the Registered Representative Examination (Series 1). Harvey also holds a Uniform Securities Agent State Law Examination (Series 63) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/08/2015 - Present
UBS Financial Services Inc. (BEVERLY HILLS CA)
CA
01/31/1980 - 04/02/2015
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NA
08/27/1973 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
03/28/1973 - 11/15/1973
MITCHUM, JONES & TEMPLETON INCORPORATED
NA
05/17/1971 - 06/21/1973
B W A INCORPORATED
NA
10/29/1969 - 07/04/1971
HAYDEN STONE INC.
BC
Issued 07/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 04/26/1965
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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