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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harvey? Claim Your ProfileHarvey Alan Small is a financial advisor who has been in the industry since January 19, 1987. He is currently registered with Equitable Advisors, LLC in Sarasota, Florida. Prior to joining Equitable Advisors, LLC, he was employed by The Equitable Life Assurance Society of the United States from January 20, 1987 to January 5, 2000. He is also registered with the following state regulatory authorities: California, Florida, Minnesota, New Jersey, North Carolina, Ohio, Pennsylvania and Washington. Harvey Small has passed the following exams: Series 6, Series 7, Series 63, Series 65 and SIE. He is also a licensed agent and registered representative with Equitable Advisors, LLC and has a specialization in a variety of investment areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
10/15/2009 - Present
Equitable Advisors, LLC (SARASOTA FL)
NY
01/20/1987 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/21/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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