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Haruki Ikeda

Daiwa Capital Markets America Inc.

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About Haruki Ikeda

Haruki Ikeda is registered with FINRA and is currently employed by Daiwa Capital Markets America Inc. Haruki Ikeda has passed the Series 16 exam and is an active professional with more than 2 years of experience in the financial industry.

Firm Information

Haruki Ikeda is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Haruki Ikeda’s Registration & Firm History

NY

01/31/2024 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/16/2024

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Haruki Ikeda.
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