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Harshvardhan Singh

Lazard Freres & Co. LLC

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About Harshvardhan Singh

Harshvardhan Singh is a financial advisor based in Minneapolis, Minnesota, with over 14 years of experience in the financial services industry. Harshvardhan has a Series 7, Series 63, and Series 79TO licenses. Currently, Harshvardhan is registered with Lazard Freres & Co. LLC in Minnesota, but he has also held previous positions with Lazard Middle Market LLC and Raymond James & Associates, Inc..

Firm Information

Harshvardhan Singh is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harshvardhan Singh’s Registration & Firm History

MN

03/31/2022 - Present

Lazard Freres & Co. LLC (MINNEAPOLIS MN)

MN

10/22/2018 - 03/31/2022

LAZARD MIDDLE MARKET LLC (Minneapolis MN)

MD

10/17/2016 - 08/24/2018

RAYMOND JAMES & ASSOCIATES, INC. (BALTIMORE MD)

MN

08/13/2008 - 09/23/2016

LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/06/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harshvardhan Singh.
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