Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harshal? Claim Your ProfileHarshal Wasudeo Gorde is a financial professional with over 15 years of experience in the securities industry. Harshal is currently registered with Dowling & Partners Securities LLC. Previously, Harshal was registered with Hales Securities, LLC and Aon Benfield Securities, Inc. Harshal has passed the Series 7, Series 63, SIE and Series 79TO exams. Harshal is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2024 - Present
Dowling & Partners Securities LLC (New York NY)
NY
04/23/2015 - 04/29/2024
HALES SECURITIES, LLC (NEW YORK NY)
NY
12/04/2008 - 04/15/2015
AON BENFIELD SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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