Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harsh? Claim Your ProfileHarsh Rana is a financial professional registered with TD Securities (USA) LLC, a firm with a "NOTINSCOPE" scope of business as per the Investment Adviser Act. Harsh holds the Series 63, Series 79TO, and SIE licenses. He is registered in the state of New York as a broker-dealer. Harsh began his career in the financial industry on June 17, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/17/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 10/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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