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Harsh Kumudchandra Shroff

Jump Trading, LLC

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About Harsh Kumudchandra Shroff

Harsh Kumudchandra Shroff is a financial professional with over 20 years of experience in the industry. Harsh is currently registered with Jump Trading, LLC. Prior to that, Harsh was with Gradient Trading LLC and Goldman, Sachs & Co. Harsh holds several licenses and certifications including Series 3, 7, 55, 57TO, and SIE.

Firm Information

Harsh Shroff is currently registered with Jump Trading, LLC. Jump Trading, LLC is a Limited Liability Company formed on October 31, 2008. The firm has 1 approved SEC registration and is approved in the state of Illinois.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harsh Shroff’s Registration & Firm History

IL

12/03/2008 - Present

Jump Trading, LLC (CHICAGO IL)

CA

11/07/2007 - 10/13/2008

GRADIENT TRADING LLC (MONTECITO CA)

NY

08/29/2002 - 10/20/2004

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

09/17/2002 - 03/23/2004

SLK-HULL DERIVATIVES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2004

Series 3 - National Commodity Futures Examination

BC

Issued 11/04/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Harsh Kumudchandra Shroff.
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