Unclaimed
Harsh Padia is a financial professional with over 18 years of experience in the securities industry. Harsh currently holds a position at HAP Trading, LLC, a registered broker-dealer, with his most recent registration beginning in February 2009. Prior to joining HAP Trading, LLC, Harsh was employed at Labranche Structured Products LLC and Susquehanna Securities. Harsh has passed the Series 7, Series 24, Series 57TO, and SIE exams, demonstrating his knowledge and expertise in various areas of the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2009 - Present
HAP Trading, LLC (NEW YORK NY)
NY
07/26/2005 - 02/06/2009
LABRANCHE STRUCTURED PRODUCTS LLC (NEW YORK NY)
PA
10/22/2003 - 03/31/2005
SUSQUEHANNA SECURITIES (BALA CYNWYD PA)
PA
10/01/2003 - 03/17/2005
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
BC
Issued 11/30/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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