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Harsh A Padia

HAP Trading, LLC

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About Harsh A Padia

Harsh Padia is a financial professional with over 18 years of experience in the securities industry. Harsh currently holds a position at HAP Trading, LLC, a registered broker-dealer, with his most recent registration beginning in February 2009. Prior to joining HAP Trading, LLC, Harsh was employed at Labranche Structured Products LLC and Susquehanna Securities. Harsh has passed the Series 7, Series 24, Series 57TO, and SIE exams, demonstrating his knowledge and expertise in various areas of the financial industry.

Firm Information

Harsh Padia is currently registered with HAP Trading, LLC. HAP Trading, LLC is a Limited Liability Company formed on August 26, 1997. The firm has been approved for registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harsh Padia’s Registration & Firm History

NY

02/06/2009 - Present

HAP Trading, LLC (NEW YORK NY)

NY

07/26/2005 - 02/06/2009

LABRANCHE STRUCTURED PRODUCTS LLC (NEW YORK NY)

PA

10/22/2003 - 03/31/2005

SUSQUEHANNA SECURITIES (BALA CYNWYD PA)

PA

10/01/2003 - 03/17/2005

SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 11/30/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Harsh A Padia. Review regulatory record here.
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